Business controls diagram

For the risks identified in the processes, controls, and test definitions including responsibilities can be defined in the Business controls diagram. In addition, effects on the company's hierarchies can be documented, for example, which risk or control affects which balance sheet item.

Business controls diagram structure

Assignment of a risk manager group, test manager group, and control manager group is optional.

Relationships between objects

The following connections are relevant between the objects in the business controls diagram:

Object

Connection

Object

Notes

Risk

affects

Technical term

This connection creates the relationship to the regulations.

Risk

is technically responsible for

Role

This connection creates the relationship to the risk manager.

Risk

is reduced by

Control

This connection creates the relationship to the control.

Control

affects

Technical term

This connection creates the relationship to the regulations.

Control

is monitored by

Test definition

This connection creates the relationship to the test definition.

Control

is technically responsible for

Role

This connection creates the relationship to the control manager.

Test definition

affects

Organizational unit

This connection creates the relationship to the organizational unit concerned.

Test definition

is assigned to

Role

This connection creates the relationship to the tester, test reviewer, and to the test manager.