What verifications are defined for audit templates?
This description relates to the default definition of the configuration file and reports.
Report name
Verify semantics of audit templates
Verifications to be performed
The report verifies whether:
the Synchronize ARCM attribute is set to true. Only audit templates for which this attribute is activated are considered.
an audit is connected to exactly one audit owner group, exactly one audit reviewer group, and no more than one audit auditor group.
an audit step is connected to exactly one audit step owner group.
no more than one connection of the is within the scope of type exists for a hierarchy type in the model.
an audit step is connected to exactly one superior audit step or exactly one audit via a connection of the belongs to type, so that a unique tree structure is provided.
an audit template or an audit step template exists only once in a model.
the start date of the preparation of an audit occurs before or is identical with the audit period.
the audit step period occurs within the audit period or whether start and end date of audit step period and audit period are identical, with the end date of the audit period being calculated from the start date and maximum total time taking into consideration the value specified for the Weekend off attribute.
the mandatory attributes for the following objects are specified:
Audit template:
Name
Start date
Maximum total time
Start date of audit preparation
Start date of control period
End date of control period
Audit step template:
Name
Start date
Maximum total time
Desired processing time
hierarchy types (risk category, application system type, function (process), organizational unit, or technical term) are connected to the task allocation diagram using the is within the scope of connection for the purpose of defining the scope of an audit template or audit step template.
the value of the maximum total time and the relevant processing time is not 0000:00:00:00.
the value of the relevant processing time does not exceed the value of the maximum total time.